BARRINGTON D. PARKER, Circuit Judge.
Adam Wiercinski, a Polish man of Jewish descent, immigrated to the United States in 1981 with the assistance of Rav-Tov International Jewish Rescue Organization ("Rav-Tov"), a community organization helping Jews resettle in Israel and the United States. Starting in approximately 1984 and continuing until December 2007, Wiercinski worked as a deliveryman for Mangia, a food catering company with several
There were only two notable breaks in Wiercinski's employment by Mangia during this 23 year period. Wiercinski left the Mangia 56 location in approximately 1989 and worked as a security officer until he returned to work at the Mangia 48 location in 1992. In 1998, Wiercinski was fired by his manager at the Mangia 48 location, allegedly because of that manager's anti-Semitism. Shortly thereafter Wiercinski asked his friend and Rav-Tov sponsor, Zindel Zelmanovitch, to help him get his job back. Zelmanovitch approached Muniak and Cymanow and convinced them to rehire Wiercinski. They did so and Wiercinski then worked at Mangia's Wall Street branch.
In 1999, Wiercinski asked Zelmanovitch to help him transfer from the Wall Street location to the Mangia 57 location because it "was the busiest location in the midtown" and Wiercinski believed he would "be able to earn some decent money" at that branch. JA 89, 91. Wiercinski worked at Mangia 57 until he took an extended leave of absence to visit family in Poland in late 2007. When he returned in early 2008, he asked to be rehired at Mangia and was rejected.
In October 2009, Wiercinski sued Mangia 57 and six individual defendants (together, "Mangia"), alleging discrimination on the basis of religion and national origin, retaliation, conspiracy, wrongful termination, and violation of various New York State and City laws. Wiercinski alleged that a night shift manager, Artur Zbozien, verbally harassed and abused him with anti-Semitic slurs such as "stinking jew," "dirty Jew," "Jewish pederast," and "kike" throughout Wiercinski's eight year period of employment at Mangia 57. In October 2013, following several years of motion practice, the parties proceeded to trial on Wiercinksi's sole remaining claim—hostile work environment under Section 1981.
The evidence presented by both sides was almost entirely testimonial. Wiercinski recounted multiple instances of Zbozien's harassing conduct. For example, Wiercinski testified that on the first day of work, he accidentally bumped into Zbozien while carrying boxes, to which Zbozien responded, "did anybody ever fuck you up, you stupid fucking Jew." JA 93. Wiercinski also said that, on several occasions, Zbozien paid out Wiercinski's tips in pennies and threw them on the floor. JA 96-97. Wiercinski recalled that Zbozien sometimes passed gas in front of him, laughed, and said, "here is your Zyklon B that was used to gas Jews in the concentration camps." JA 100. According to Wiercinski, Zbozien used anti-Semitic slurs "at least a dozen times" over the eight years during which Wiercinski worked at Mangia 57. JA 102.
Wiercinski also introduced testimony from three former coworkers, who testified in detail about the specific instances described above and explained that Wiercinski commonly complained to them and others about the anti-Semitic slurs he was subject to. See, e.g., JA 106-107, 179-180, 195, 202. Nevertheless, Wiercinski admitted that he never looked for another job during the eight years of harassment from Zbozien, and in fact, asked to be transferred to Zbozien's night shift, a request that Mangia granted.
On cross-examination, Mangia undertook to impeach Wiercinski's credibility but was thwarted as a result of his repeated invocation of the Fifth Amendment privilege against self-incrimination. Specifically, Wiercinski invoked the Fifth Amendment privilege when cross-examined about his use of a different name for payroll purposes while at Mangia, his failure to report income earned at Mangia on tax returns, his application for and receipt of Social Security and other public assistance benefits without reporting income earned at Mangia, and his failure to report income earned at Cucina, a catering company where Wiercinski worked after his termination in 2007.
Mangia also attacked the credibility of Wiercinski's witnesses by impeaching their trial testimony with prior inconsistent deposition testimony. See, e.g., JA 182 (deposition testimony of Marian Krajewski stating that he could not remember instances of anti-Semitic slurs directed at Wiercinski); JA 202, 215-216 (deposition testimony of Marcin Swiderski and Jaroslaw Ubowski stating that Wiercinski never complained to them about anti-Semitism). At the conclusion of plaintiff's case, Mangia moved for a directed verdict on the ground that Wiercinski's testimony was not credible, citing to the inconsistencies in his testimony and his pervasive invocation of the Fifth Amendment. The district court denied the motion because it was "based on questions of credibility," which are in the domain of the jury. JA 221.
Mangia introduced five witnesses in its case-in-chief. Robert Ranfranz, a former co-worker of Wiercinski's and Mangia's current director of operations, testified that he received a phone call from Wiercinski in August 2007, shortly before Wiercinski left the company and that he offered him a bribe. Specifically Wiercinski told Ranfranz that "he is not happy with the way that things are going at Mangia [or] Zbozien, and he said he is thinking about opening a case, suing the company, and he asked [Ranfranz] if [he] will testify for him. [Wiercinski] said that he will offer [Ranfranz] [one] thousand or $2,000 as an exchange, and that if he wins the lawsuit [they] can speak about additional money after the case." JA 225.
Zelmanovitch also testified about his extensive relationship with Wiercinski, and recalled that even though Wiercinski frequently spoke to him about work and compensation issues, he never mentioned that he was subject to anti-Semitic harassment at work. Zbozien testified and denied using anti-Semitic slurs against Wiercinski. Zbozien admitted that Cymanow transferred him to Mangia Wall Street for a brief period because of Wiercinski's complaints, but could not remember whether he knew at the time that those complaints alleged anti-Semitic remarks. Cymanow denied ever being told by Wiercinski of alleged anti-Semitic remarks, and claimed that she fired Wiercinski in 2007 because of job performance issues and because he requested too much vacation time. Finally, another former deliveryman testified that he never heard Zbozien make anti-Semitic remarks, and that Wiercinski never complained to him about anti-Semitism in the office, even though they were both Jewish and discussed Jewish holidays and other topics.
The jury found Mangia liable under Section 1981, concluding on a special verdict form that Wiercinski was subjected to a hostile work environment based on conduct "perpetrated by his supervisor(s)" but not "perpetrated by his coworker(s)." The jury awarded Wiercinski nominal damages in the amount of $1 and punitive damages in the amount of $900,000. The verdict form did not require the jury to name which supervisor, or supervisors, subjected Wiercinski to a hostile work environment.
Although Mangia moved only for relief as to the punitive damages award, the district court vacated the jury's liability verdict, conditionally granted Mangia's motion for a new trial on the issue of punitive damages, and denied Wiercinski's application for fees and costs. Wiercinski v. Mangia 57, Inc., 33 F.Supp.3d 118 (E.D.N.Y.2014). In reaching this decision, the district court concluded,
Id. at 128. The district court found that Wiercinski's repeated invocation of the Fifth Amendment severely impacted his credibility and limited Mangia's opportunity to mount a defense. The district court was, no doubt, also deeply troubled by essentially unrebutted testimony that Wiercinski had offered to purchase the testimony of a witness. Further, the district court found the plaintiff's witnesses to be incredible, finding that "[t]heirs was the glib testimony of school witnesses reciting a lesson, a parody of Wiercinski's. The glaring inconsistencies between their testimony at trial and at depositions years earlier are vital to note for their relevance in arriving at a reasoned and comprehensive disposition. . . ." Id. at 134 (internal quotation marks omitted). The district court also concluded there was no evidence in the record to support a conclusion that Zbozien was a supervisor as that term has been defined by the Supreme Court. See id. at 136.
By contrast, the district court found the testimony of Mangia's witnesses to be more credible. Specifically, the district court noted that Cymanow had been family friends with Wiercinski for 30 years, and testified that she never directed or heard anyone direct any anti-Semitic remarks at Wiercinski at work. The district court also noted that Zelmanovitch testified that he knew Wiercinski for 25 years, and that Wiercinski had never told him that he was facing this kind of harassment at work, even though Wiercinski had come to him with many other problems over the years. See id. at 133. Finally, the district court cited evidence that Wiercinski stayed at the job for years, despite the allegedly hostile environment and in fact, asked to be assigned to the night shift where Zbozien is the dispatcher, as undermining Wiercinski's testimony and supporting Mangia's witnesses. See id. at 134. Wiercinski filed a timely appeal from this decision.
This Court reviews de novo a district court's decision to vacate a jury verdict pursuant to Rule 50(b). See Tepperwien v. Entergy Nuclear Operations, Inc., 663 F.3d 556, 567 (2d Cir.2011). A judgment notwithstanding the verdict "`may only be granted if there exists such a complete absence of evidence supporting the verdict that the jury's findings could only have been the result of sheer surmise and conjecture, or the evidence in favor of the movant is so overwhelming that reasonable and fair minded [persons] could not arrive at a verdict against [it].'" Brady v. Wal-Mart Stores, Inc., 531 F.3d 127, 133 (2d Cir.2008) (quoting Luciano v. Olsten Corp., 110 F.3d 210, 214 (2d Cir.1997) (alterations in original)). "The motion
Section 1981 provides, in pertinent part, that "[a]ll persons within the jurisdiction of the United States shall have the same right . . . to make and enforce contracts . . . as is enjoyed by white citizens. . . ." 42 U.S.C. § 1981(a). "This section thus outlaws discrimination with respect to the enjoyment of benefits, privileges, terms, and conditions of a contractual relationship, such as employment. . . ." Patterson v. Cnty. of Oneida, 375 F.3d 206, 224 (2d Cir.2004). The same "core substantive standards that apply to claims of discriminatory conduct in violation of Title VII [of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq.] are also applicable to claims of discrimination in employment in violation of § 1981. . . ." Id. at 225.
To prove a hostile work environment claim under Title VII, a plaintiff must show that his "workplace is permeated with discriminatory intimidation, ridicule, and insult that is sufficiently severe or pervasive to alter the conditions of the victim's employment and create an abusive working environment." Harris v. Forklift Sys., Inc., 510 U.S. 17, 21, 114 S.Ct. 367, 126 L.Ed.2d 295 (1993) (internal citations and quotation marks omitted). "[T]he conduct complained of must be severe or pervasive enough that a reasonable person would find it hostile or abusive, and the victim must subjectively perceive the work environment to be abusive." Raspardo v. Carlone, 770 F.3d 97, 114 (2d Cir.2014) (citation omitted). Relevant factors in determining whether the conduct is sufficiently pervasive "include the frequency of the discriminatory conduct; its severity; whether it is physically threatening or humiliating, or a mere offensive utterance; and whether it unreasonably interferes with an employee's work performance." Harris, 510 U.S. at 23, 114 S.Ct. 367.
An employer's liability for hostile work environment claims depends on whether the underlying harassment is perpetrated by the plaintiff's supervisor or his non-supervisory co-workers. If the harassment is perpetrated by the plaintiff's "non-supervisory coworkers, an employer's vicarious liability depends on the plaintiff showing that the employer knew (or reasonably should have known) about the harassment but failed to take appropriate remedial action." Petrosino v. Bell Atl., 385 F.3d 210, 225 (2d Cir.2004). An employer is strictly liable for harassment perpetrated by a supervisor, unless the employer is able to establish an affirmative defense showing that it "exercised reasonable care to prevent and correct [ ] any . . . harassing behavior" and that the plaintiff "unreasonably failed to take advantage of any preventive or corrective opportunities provided by the employer to avoid harm otherwise." Faragher v. City of Boca Raton, 524 U.S. 775, 807, 118 S.Ct. 2275, 141 L.Ed.2d 662 (1998).
In Vance v. Ball State University, the Supreme Court explained that an employee is a "supervisor" for purposes of the employer's vicarious liability under Title VII if he or she is empowered by the
The district court "determined that a judgment should be entered for the defendant notwithstanding the verdict (pursuant to Rule 50(b)) because [it] ha[d] a feel of this case that is indelibly engraved upon [its] consciousness for having seen and heard the witnesses and with an awareness of the nuances of their testimony. . . ." Wiercinski, 33 F.Supp.3d at 135. Although we fully understand the district court's concerns, we cannot agree with its explanation for vacating the liability verdict. This was a case based entirely on testimonial evidence from both parties. The district court was "required to consider the evidence in the light most favorable to the party against whom the motion was made," and to "disregard all evidence favorable to the moving party that the jury is not required to believe." Tolbert v. Queens Coll., 242 F.3d 58, 70 (2d Cir.2001) (internal citations omitted) (emphasis omitted). Although the district court was justifiably concerned by what it correctly perceived to be troubling conduct by Wiercinski and his witnesses, the jury was properly instructed on how to consider Wiercinski's testimony in light of the invocation of the Fifth Amendment and chose to credit his version of the events, as well as the testimony of his witnesses. Given that testimony, the jury could rationally have concluded that Zbozien subjected Wiercinski to a hostile work environment. The district court's rejection of the jury's conclusion was essentially grounded in the type of evidence weighing and credibility determinations that are not permitted by Rule 50(b).
Alternatively, the district court found that the jury's verdict of supervisory liability could not be sustained because Zbozien was not a "supervisor" as defined by the Supreme Court in Vance. The district court held that Zbozien "was merely a dispatcher who assigned catering orders to individual delivery boys, one of whom was Wiercinski. Although these assignments could affect the amount earned in tips [because larger deliveries typically have larger tips], this is insufficient to establish supervisor status because such assignments do not constitute tangible employment action." Wiercinski, 33 F.Supp.3d at 136 (internal citations and quotation marks omitted).
Similarly, in light of the circumstances of this case, we cannot accept this alternative basis. We need not determine whether Zbozien satisfies the Vance definition of "supervisor," because the district court failed to acknowledge that the jury's conclusion that the harassment was not perpetrated by co-workers is necessarily based on its determination that Zbozien is a supervisor. Neither party requested an instruction as to the definition of "supervisor" under Vance, nor was the jury provided a list of potential supervisors or co-workers who allegedly harassed Wiercinski. Thus, even if the jury had been instructed that Zbozien could not be a "supervisor" as a matter of law, he certainly would have been a "co-worker." The jury could have credited Wiercinski's testimony
Punitive damages are "`a discretionary moral judgment' that the defendant has engaged in conduct that is so reprehensible that it warrants punishment." Tolbert, 242 F.3d at 77 (quoting Smith v. Wade, 461 U.S. 30, 52, 103 S.Ct. 1625, 75 L.Ed.2d 632 (1983)). The showing required for an award of punitive damages is not the same as that required for liability. Rather, punitive damages may be awarded for claims of employment discrimination only where the employer "engaged in a discriminatory practice or discriminatory practices with malice or reckless indifference to the federally protected rights of an aggrieved individual." 42 U.S.C. § 1981a(b)(1) (emphasis added). The Supreme Court has explained that punitive damages are appropriate only "when the defendant's conduct is shown to be motivated by evil motive or intent, or when it involves reckless or callous indifference to the federally protected rights of others." Kolstad v. Am. Dental Ass'n, 527 U.S. 526, 536, 119 S.Ct. 2118, 144 L.Ed.2d 494 (1999) (quotation marks omitted).
"A plaintiff may establish the requisite state of mind for an award of punitive damages with evidence (1) that the defendant discriminated in the face of a perceived risk that its actions violated federal law, or (2) of egregious or outrageous acts that may serve as evidence supporting an inference of the requisite evil motive." United States v. Space Hunters, Inc., 429 F.3d 416, 427 (2d Cir. 2005) (internal quotation marks, citation, and brackets omitted). "[I]n the punitive damages context, an employer may not be vicariously liable for the discriminatory employment decisions of managerial agents where these decisions are contrary to the employer's good-faith efforts to comply with [federal law]." Kolstad, 527 U.S. at 545, 119 S.Ct. 2118 (internal quotation omitted); accord Carrion v. Agfa Constr., Inc., 720 F.3d 382, 387 (2d Cir. 2013) (affirming vacatur of punitive damages where the record lacked evidence "that defendant's conduct was driven by an evil motive or intent or that it involved a reckless or callous indifference to plaintiff's federally protected rights") (quotation mark omitted).
There is no evidence in the record that Mangia "discriminated (or retaliated) against [Wiercinski] with conscious knowledge it was violating the law, or that it engaged in egregious or outrageous conduct from which an inference of malice or reckless indifference could be drawn." Tepperwien, 663 F.3d at 573. The only conduct that can be imputed to Mangia that Wiercinski alleges was "malicious" or "recklessly indifferent" was Cymanow's alleged failure to act after Wiercinski complained to her about the discrimination. Even if this fact could establish an employer's liability for co-worker harassment, it does not, by itself, warrant an award of punitive damages.
Even if we credit Wiercinski's version of the facts, the remaining evidence shows that Wiercinski "was a friend of [ ] Cymanow's family for years, was a frequent visitor in her home, invited to participate on festive occasions[,] and was re-hired by her after he was discharged." Wiercinski,
A plaintiff who recovers only nominal damages is still a prevailing party and may be entitled to fees and costs in Title VII cases. Farrar v. Hobby, 506 U.S. 103, 112-13, 113 S.Ct. 566, 121 L.Ed.2d 494 (1992) ("[A] plaintiff who wins nominal damages is a prevailing party under § 1988 [which permits recovery of attorney's fees in civil rights cases]. . . . A judgment for damages in any amount, whether compensatory or nominal, modifies the defendant's behavior for the plaintiff's benefit by forcing the defendant to pay an amount of money he otherwise would not pay."). Accordingly, we remand to the district court to determine what fees and costs, if any, Wiercinski may recover. Given the highly unusual facts of this case, the district court would be well within its discretion to conclude that this is a rare instance where a plaintiff who "formally prevails under § 1988 should receive no attorney's fees at all." Id. at 115, 113 S.Ct. 566 (internal marks omitted).
For these reasons, we AFFIRM the district court's judgment to the extent that it vacates the award of punitive damages, REVERSE to the extent that it vacates the jury's finding of liability and award of nominal damages, and REMAND for determination of appropriate fees and costs.
JA 345.